Compliance Auditing

Details and scope

Review evidence and control gaps against one agreed security framework. Evidence matrix, gap findings, remediation plan and management readout. Each reviewed control has evidence references, a finding and an assigned action. The stated scope is agreed before work starts; additional work is quoted separately.

Specifications

• 1 business unit; up to 30 control topics, 40 supplied documents and 8 interviews
• 64 specialist-hours including preparation, delivery, checks and handover
• Evidence matrix, gap findings, remediation plan and management readout
• Acceptance: Each reviewed control has evidence references, a finding and an assigned action
• Excludes: Accredited certification audit, legal opinion and guarantee of regulator or bank acceptance